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Code of Business Conduct and Ethics for Directors / Senior Management
The Board of Directors (the " Board") of Nucleus Netsoft And GIS (India) Limited (the "Company") has adopted the following Code of Business Conduct and Ethics (the "Code") for Directors and the Senior Management.
The Senior Management shall include all Executives in Top Management Cadre of the Company (hereafter referred to as Senior Management in brief).
This Code is intended to focus the Board and Senior Management on areas of ethical risk; provide guidance to them to help them recognize and deal with ethical issues; provide mechanisms to report unethical conduct; and help foster a culture of honesty and accountability.
Each Director and Senior Management must comply with the letter and spirit of this Code.
Code of Conduct
1. HONESTY AND INTEGRITY
Directors and Senior Management personnel shall conduct their activities with honesty, integrity and fairness. Directors' will act in the best interest of the company and fulfill the fiduciary obligations.
2. CONFLICT OF INTEREST
Directors must avoid any conflicts of interest between themselves and the Company. Any situation that involves, or may reasonably be expected to involve, a conflict of interest with the Company, should be disclosed promptly to the Board /Chairman.
A "Conflict of interest" can occur when:
- A Director's / or Senior Management's personal interest is adverse to - or may appear to be adverse to the interests of the Company as a whole.
- A Director / Senior Management or a member of his or her immediate family as defined by the Insider Trading Regulation of the Company receives improper personal benefits as a result of his or her position as a Director/Senior Management of the Company.
Related party transactions must be fully disclosed to the Board of the Company.
3. CORPORATE OPPORTUNITIES
Directors / Senior Management are prohibited from:
a) Taking for themselves or their companies opportunities that are discovered through the use of Company property, Company information or position as a Director/Senior Management;
b) Using the Company's property or information for personal gain' or
c) Competing with the Company for business opportunities. However, if the Company's disinterested Directors determine that the Company will not pursue an opportunity that relates to the Company's business, a Director/Senior Management may then do so.
4. BRIBERY AND CORRUPTION
No Director or employee of the Company will utilize bribery or corruption in conducting the Company's business. No Director or employee will offer or provide either directly or indirectly any undue pecuniary or other advantages for the purpose of obtaining, retaining, directing or securing any improper business advantage.
5. INSIDER TRADING
All Directors and Senior Management shall comply with the Insider Trading Regulations as laid down by SEBI and the Company.
6. USE AND PROTECTION OF ASSETS AND INFORMATION
The Directors and Senior Management entrusted with property belonging to the Company are responsible for the careful use, protection, expenditure and administration of such assets.
7. CONFIDENTIALITY
Directors must maintain the confidentiality of information entrusted to them by the Company and any other confidential information about the Company that comes to them, from whatever source, in their capacity as a Director / Senior Management, except when disclosure is authorised or legally mandated.
For purposes of this Code "confidential information" includes all non public information relating to the Company.
8. MONITORING CODE
Each Director and Senior Management of the Company is expected to ensure his or her personal compliance with this Code. An Annual reaffirmation of compliance with this Code is required of all Directors and Senior Management of the Company
9. ENCOURAGING THE REPORTING OF ANY ILLEGAL OR UNETHICAL BEHAVIOR
Directors / Senior Management should promote ethical behavior and take steps to ensure the Company:-
a) Encourages employees to talk to Supervisors, managers and other appropriate personnel when in doubt about the best course of action in a particular situation.
b) Encourages employees to report violations of laws, rules, regulations or the Company's Code of Conduct to appropriate personnel.
10. COMPLIANCE STANDARDS
Directors should communicate any suspected violations of this Code promptly to the Chairman of the Audit Committee. Senior Management should communicate any suspected violation of this code to the Managing Director who in turn shall communicate it to the Chairman of the Audit Committee. Violations will be investigated by the Board or by persons designated by the Board, and appropriate action will be taken in the event of any violations of the Code
Approved by the Board of Directors at its Board Meeting held on 23.2.2006.
Asit C. Mehta
 
 
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